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Mandatory Information
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Step-by-step procedures for account opening

Step-by-step procedures for filing a complaint

Names and contact details of all Key Managerial Personnel

Sr. No. Name of the Individual Designation Contact Number Email Id
1 AJAY RADHESHYAM SARAOGI Director 079-66775511 ajay.saraogi@wealthstreet.in
2 RAKESH BALURAM LAHOTI Director 079-66775522 rakesh.lahoti@wealthstreet.in
3 KUNAL BIPINCHANDRA MEHTA Director 079-66775555 kunal.mehta@wealthstreet.in
4 SUREN MADHUKAR PANDYA Compliance Officer 079-66775571 suren.pandya@wealthstreet.in

Escalation Matrix

Escalations Details of Contact Person Contact No. Email Id
1st Escalation Customer care Ms. Srusti Jani 079-66775577 helpdesk@wealthstreet.in
2nd Escalation Head of Customer care Ms. Dhyani Halani 079-66775567 grievance@wealthstreet.in
Compliance Officer Mr. Suren Pandya 079-66775571 compliance@wealthstreet.in
3rd Escalation CEO Mr. Ajay Saraogi 079-66775500 headcxo@wealthstreet.in
Working hours for all escalation level: Mon-Fri; 9:00 am to 06:00 pm
Address:- A-1101, Mondeal Heights, S.G. Highway, Ahmedabad - 380015
In absence of response/complaint not addressed to your satisfaction, you may lodge a complaint with or respective Exchanges at

Please quote Service Request ID while raising your complaint at SEBI SCORES/Exchange portal.

Authorised Persons Registration/cancellation

List of Authorised Persons (AP) Cancelled on Account of Disciplinary Reasons
Sr. No. Authorised Person's Name Status Authorised Person Cancellation Details
Date Reason
1 N.A N.A N.A N.A
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Wealthstreet refers to Wealthstreet Financial Services Private Limited. Wealthstreet Financial Services Private Limited, CIN: U74999GJ2016PTC094432, SEBI Reg No. : INZ000157331, Member of NSE(90118), BSE(6668) and MCX(55870). Wealthstreet Financial Services Private Limited acts in the capacity of AMFI Registered Mutual Fund distributor ARN – 118251 valid with effect from 09/01/2017 up to 08/01/2026.

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Broking and DP services offered by Wealthstreet Financial Services Private Limited under SEBI Registration No.: INZ000157331 (Member of NSE(90118), BSE(6668) and MCX(55870)) and IN-DP-CDSL-361-2018 (DP with CDSL). Investor grievance resolution team, Tel: 079-66775500, Email ID: grievance@wealthstreet.in. Name of the Compliance Officer for Trading & DP – Mr. Suren Pandya, Email ID: compliance@wealthstreet.in. Corporate Office: A – 1101, Mondeal Heights, S.G.Highway, Ahmedabad – 380015.; Tel. 079-66775500.

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Important Guidelines for Your Protection 1. Update Your Contact Information Ensure that your mobile number and email address are up to date with your stock broker and depository participant (DP). This ensures you receive real-time alerts directly from the exchanges regarding any debit or important transactions in your demat account. 2. Simplified IPO Subscription Subscribing to an IPO is easier than ever—no need to issue cheques! Simply provide your bank account number and sign the application form to authorize your bank to make the payment upon allotment. Your funds remain safe in your account until then. 3. One-Time KYC Process Know Your Customer (KYC) is a one-time requirement. Once completed with a SEBI-registered intermediary (broker, DP, mutual fund, etc.), you won’t need to repeat it for other intermediaries. 4. Be Cautious of Unsolicited Advice Stay alert to unsolicited emails, SMS messages, or calls that suggest trades. Make informed investment decisions based on thorough analysis and avoid acting on rumors or tips. 5. Report Wrongdoing and Unethical Practices If you become aware of systemic issues, potential fraud, or unethical practices, report them anonymously through the dedicated portals on the BSE, NSE, MCX, NCDEX, and CDSL websites. 6. Always Use SEBI-Registered Intermediaries To ensure the security of your investments, always transact through SEBI-registered intermediaries. This safeguards your trading experience and aligns with regulatory standards. These guidelines are issued in the interest of investors for a safer and more secure trading environment.